New York State’s Assisted Out-Patient Treatment Program: Racial Myths & Other Stereotypes


New York State’s out-patient commitment program, termed Assisted Out-Patient Treatment (AOT), was instituted in 1999 to protect the general public from treatment non-compliant and presumably violent mental patients. Despite the relatively small number of treatment orders issued by the courts since the Program’s inception – little more than 10,000 – AOT has proved controversial, the object of lawsuits and the subject of contentious debate among stakeholders and the State’s legislators.

A source of concern from the outset was the disproportionate number of AOT orders issued to African-Americans: an analysis contained in the evaluation conducted by Duke University of the Program’s first ten years revealed that African-Americans were five times more likely than whites to receive an AOT order. The Duke evaluators concluded that “… the AOT rate is influenced by a number of ‘upstream’ social and systemic variables such as poverty that may correlate with race. However, we find no evidence suggesting racial bias in the application of AOT to individuals…”

As I wrote in the article I posted on this site June 23rd, “A Post-Racial Public Mental Health System …”, institutionalized racism is so pervasive in the public mental health system that it goes relatively unnoticed, largely accepted and rarely, if ever, commented upon. I also wrote that the public mental health system is reflective of our larger society where institutionalized racism is evidenced as a purposeful effort by the Federal and state governments to deprive African-American men of their civil rights and thereby marginalize them.

I rooted my contentions in two benchmark books published in 2010: Michelle Alexander’s The New Jim Crow: Mass Incarceration in the Age of Colorblindness, and Jonathan Metzl’s The Protest Psychosis: How Schizophrenia Became a Black Disease. In the former, Alexander alleges that “There are more African-American adults under correctional control today … than were enslaved in 1850 …”. Which allegation is supported by Bureau of Justice Statistics data from yearend 2010 that reveal that 1.2 million black non-Hispanic males were incarcerated in Federal and State prisons and in local jails and “had an imprisonment rate … that was nearly seven times higher than white non-Hispanic males.” Alexander terms this phenomenon a return to “Jim Crow” and ascribes its cause to Nixon’s and Reagan’s “wars on drugs”, which depicted black men as violent and out of control and targeted them as political threats to the established order.

For his part, Metzl tracks the over-diagnosis of schizophrenia in black men to the early 1970’s, the high point of black disillusion with and anger at the societal status quo. He implicates two causative factors in the spread and continuation of over-diagnosis:
1. The appearance of the modern DSMs – II, III, IIIR, IV and IV TR – their advocacy of the biological model of mental illness, and the introduction of Schneiderian first rank symptoms, particularly paranoid ideation and hostile, aggressive behavior, as indicative of schizophrenia; and,
2. The fear and anxiety provoked in psychiatrists and other professional mental health providers by African-American men, presumed, particularly when undergoing an apparent acute psychotic episode, to have a great potential for violent behavior.
As recently as 2007, when the long-term Kaiser-Permanente Schizophrenia study was published, its outcomes indicated that African-Americans were 3.7 times more likely than whites to be diagnosed with schizophrenia at some point in their lives.

So let’s take a look at the numbers again. African-Americans are five times more likely than whites to be issued an AOT order in New York State; African-Americans are seven times more likely than whites to be incarcerated in Federal or state prisons or local jails; African-Americans are 3.7 times more likely to be diagnosed with schizophrenia. Michelle Alexander sees a return to Jim Crow. Jonathan Metzl links the over-diagnosis of schizophrenia to African-Americans’ protest against their marginalized status. And the Duke University researchers see no racial bias but rather the coincidence of race and adverse social circumstances, principally poverty. After all, they argue, how can racial bias co-exist with the benefits that the AOT program has brought to African-Americans, indeed to all who have been issued AOT orders: greater access to needed services; reduced acute episodes and hospitalizations; fewer arrests and incarcerations.

Can’t these guys see the forest for the trees? And what benefits at what costs?

AOT and its presumed benefits have served to reinforce majority culture myths and base prejudices:
• Persons with serious mental illnesses, without treatment, particularly psychoactive medications, are unpredictable and violent;
• Most African-Americans who are seriously mentally ill have schizophrenia; are more likely to be treatment non-compliant; and require coercion, in the form of an AOT order, to change that behavior;
• For the general public to be safe from this cohort of individuals, persons with serious mental illnesses require some form of quarantine or isolation from the general public.

AOT constitutes that quarantine, a hospital, as it were, without walls. When the Duke evaluators trumpet improved access by persons with serious mental illnesses to necessary services, they ignore the reality that the obverse is the consequence: infringement of these persons’ civil rights and their confinement to the public mental health system for the length of time imposed by the order. They also ignore proven fact that the benefits or treatment imposed on persons issued AOT orders, particularly neuroleptic medications, are often harmful and life-threatening. I’m reminded of the claims of European and American imperialists and colonizers that the imposition of their notions of civilization on rude and uncivilized indigenous peoples, always persons of color, was beneficial and done for the good of those being colonized. That the colonizers were unmindful of their racist ideology is indicative of its pervasiveness in the societies in which they were nurtured and lived.

The over-diagnosis of schizophrenia in African-Americans has been attributed in research findings published in 2011 by Kessler, et al, and in 2012 by Lawson, et al, to incompetence and racial bias on the part of treating clinicians. Bureau of Justice Statistics for yearend 2009 for persons in state correctional facilities show black inmates to be no more violent than – or, conversely, as violent as — whites and Latinos, with half of all inmates in each ethnic group incarcerated for commission of violent crimes. As I reported in “Mental Health Homes … Caveats, Part II,” posted on this site on February 10, a literature review by Choe, et al, showed rates of violence by persons diagnosed with serious mental illnesses against others as ranging from 2-15%, which contrasted with rates of violence perpetrated against that same group of 20-34%. Choe, et al, also found that acts of violence by members of that group were correlated primarily with abuse of alcohol and drugs and not medication non-compliance. (C.f. my June 23rd posting for a full discussion of these issues.)

Fortunately, progress has begun to be made in New York to counteract the stereotype of persons with serious mental illnesses as violent. Don’t forget that passage of Kendra’s Law 13 years ago was precipitated by the murder of Kendra Webdale by a presumably deranged mental patient who pushed Ms. Webdale into the path of an oncoming subway train. Just this path month, a coalition of advocates and other stakeholders led by Harvey Rosenthal of NYAPRS (the N.Y. Association for Psychiatric Rehabilitation Services) defeated an initiative to expand Kendra’s Law after two presumably deranged mental patients stabbed two New York police officers in separate incidents in early April. The alternative the advocates proposed and which State legislators opted for was increased services for persons treated in the public mental health system without recourse to court-ordered out-patient treatment. Not an ideal solution from my perspective, but it beats the usual knee-jerk responses to deprive more folks of their civil rights. Since Kendra’s Law comes up for legislative review and renewal in 2015, I expect Rosenthal and allies to launch a campaign to challenge and block the law’s renewal.

The pervasive racism in New York’s public mental health system has yet to appear on Mr. Rosenthal’s and allies’ radar, nor has schizophrenia as a failed concept and tool of social control. Both need to be added to New York advocates’ to-do list — and to those of advocates elsewhere. Forty-two states currently have some version of out-patient commitment; which is why I’ve written these last two articles addressing racism. My credo, as always … don’t mourn, organize. Along with a little proactive agitating.


Appelbaum, P.S., “Law & Psychiatry: Assessing Kendra’s Law: Five Years of Outpatient Commitment in New York,” Psychiatric Services, 2005,

Bureau of Justice Statistics, U.S. Dept. of Justice, “Prisoners in 2010,” December, 2011, revised 2/9/12

Carney, J., “Mental Health Homes Open Their Proverbial Doors in New York: … Part I,” February 7, 2012, “ … Part II,” February 10, 2012,

, “A Post-Racial Public Mental Health System: If Not Now, When?”, June 23, 2012,

Choe, J.Y., et al, “Perpetration of Violence, Violent Victimization and Severe Mental Illness: Balancing Public Health Concerns,” Psychiatric Services, 2008, Vol. 59, #2, pp. 153-64

Kessler, R.C., et al, “The National Comorbidity Survey (NCS) and Its Extensions,” in Tsuang, M.T., et al, eds., Textbook of Psychiatric Epidemiology, pp. 221-241, John Wiley & Sons, Ltd., United Kingdom, 2011

Lawson, W., et al, “Cultural Mistrust & Psychopathology in African-Americans,” presentation, American Psychiatric Association, annual convention, May, 2012

New York State Office of Mental Health, “AOT Program Statistics,” 2012

Swartz, M.S., et al, “New York State Assisted Outpatient Treatment Program Evaluation,” New York State Office of Mental Health, June 30, 2009


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  1. ________________

    “African-Americans are five times more likely than whites to be issued an AOT order in New York State; African-Americans are seven times more likely than whites to be incarcerated in Federal or state prisons or local jails; African-Americans are 3.7 times more likely to be diagnosed with schizophrenia.”



    This is such an important article you’ve written. Thank you so much for writing it.

    I urge readers to question: What genuine good (as opposed to most certain harm) there is in presuming that this so-called “diagnosis” of “schizophrenia” has validity???

    Back in the mid-1980’s, I was involved in a self-help group for people “diagnosed” with so-called “mood disorders.”

    While some people (such as I) first entered that group feeling downtrodden by our new so-called “diagnosis”; it was quite common for others to enter happily explaining that they’d recently been “diagnosed” as having a “mood disorder”; and, why was that? What explained their happiness?

    Well, in sharing their stories, it became clear: previously, they’d been, “diagnosed schizophrenic”; now, recently, they’d been “re-diagnosed” with this *relatively* less horribly stigmatizing label – usually, “bipolar 1” or “schizoaffective disorder” or “depressive psychosis” (“psychotic depression”).

    They would explain, “My first doctor ‘misdiagnosed’ me.”

    To observe that happening time and again made it literally impossible to believe in psychiatric so-called ‘diagnostic’ systems (e.g., the DSM).

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    • Exactly beyondlabeling, it’s just label shopping, doctor shopping and label shopping, until they’ve found the name for their pain that they either originally wanted, or one they can be happy with.

      Forced drugging outside the walls of the psychiatric facility, is not a topic where the word ‘stakeholder’ should ever come up. The only person who holds a stake, is the rightful OWNER of the human body being brutally chemically raped by the state. No one else holds a stake, if they think they do, they are slave owners.

      Aside from that, I could write reams on how utterly repugnant and disgusting Kendra’s Law is, and how anyone involved in touting it should face their own kind of Nuremberg trial, but I haven’t got time today.

      A criminal took away Kendra’s right to life, so New York state took away the right of 10,000 people to own their own bodies. Sounds fair? only if you value the life of people with psychiatric labels infinitely less than you value the not yet labeled.

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  2. Jack, thank you so much for writing this much-needed article exposing the racism inherent in New York State’s involuntary outpatient commitment laws. I’ve always felt strongly that Swartz et al’s conclusion that their data showed “no evidence suggesting racial bias in the application of AOT to individuals…” was completely disingenuous. Of course it does; anyone who can read a research report understands that. And I find their tortured explanation that “… the AOT rate is influenced by a number of ‘upstream’ social and systemic variables such as poverty that may correlate with race” a particularly hideous way to avoid stating the obvious outright: that the entire system is permeated with racism from top to bottom.

    And I agree that advocates should be calling much more attention to this issue. But I think you are mistaken if you think NYAPRS will try to block “Kendra’s Law” in 2015. In the past, they’ve not taken that position – all they’ve done is try to keep it from becoming permanent by supporting a temporary extension. I hope other advocates will step into this vacuum, make the obvious racism a central issue, and kill this law once and for all.

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  3. Here’s the data that supports racial bias in application of Kendra’s law:

    Contrary to what the NYS 2009 Program Evaluation Report of ‎Kendra’s law cites, a look at 10 years of statistics of racial ‎characteristics,taken directly from the Prog Eval report, clearly indicate racial bias in application of the ‎law. This will likely be the subject for constitutional challenges ‎in the Federal Courts, representing an additional, unanticipated ‎cost to the counties who choose to adopt Laura’s law or Article 9 ‎of WIC.‎

    NYC Census proportions relative to ethnicity:‎
    ‎ African-Americans = 15.9% r. White = 1::4‎
    Latino(a) = 17.6% r. White = 1::3.7‎
    Asian = 12.7 % r. White =1::5‎
    White =65.7%‎

    NYC AOT Commitments 1999-2010‎
    White: 23%‎
    African American 36%‎
    Latino(a): 38%‎
    Asian: 3%‎

    Racial ‎Characteristics Current NYC ‎Census Data Kendra NYC ‎Commitments
    Racial ‎Characteristics Current Census Kendra NYC ‎Commitments
    African Americans ‎ ‎ 15.9%‎ 36%‎
    Latino (a)‎ ‎17.6%‎ ‎38%‎
    Asian ‎ 12.7%‎ ‎3%‎
    White ‎65.7%‎ ‎23%‎

    This represents a complex racial inequality in application of Kendra commitments.

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