Eight Unanswered Questions about Psychiatric Research in Minnesota


The wait has been exhausting, but it is possible that a flicker of light may finally shine on the dark recent history of psychiatric research at the University of Minnesota.  A controversial external panel commissioned by the University and the Association for the Accreditation of Human Research programs was scheduled to deliver its review to the University by February 15, and in mid-March the Office of the Legislative Auditor for the state of Minnesota is scheduled to deliver its review to the state legislature.

Given these upcoming reviews, it seems like a good time to look back at some of the unanswered questions about psychiatric research at the University that have emerged over the past several years.  What follows is not an exhaustive list, just some of the highlights.

1) How did Seroquel from a University of Minnesota research study get into the oatmeal at a sex offender facility?

Actually, that question is not hard to answer.  It is documented in a Serious Adverse Event report by Dr. Charles Schulz, the Chair of the Department of Psychiatry.

Two inmates at a sex offender facility in Minneapolis were recruited into a clinical trial of Seroquel for Borderline Personality Disorder.  Schulz was the principal investigator.  Apparently these subjects didn’t especially enjoy their daily Seroquel.  One subject – whose name is redacted, so I’ll just call him “McMurphy” — took his study drug back to the sex offender facility, where he worked in the kitchen.  Here is the relevant passage:

“Some residents noticed pink particles in the oatmeal.  After eating breakfast the residents and staff reported feeling sedated and some were ‘knocked out’ for the remainder of the day.  Staff asked McMurphy if he had put the study medication into the oatmeal and he denied it.  After failing a polygraph test McMurphy was re-imprisoned.”

But that’s only the start.  Put aside the fact that federal guidelines have special protections for research on prisoners.  Also put aside the financial conflicts of interest for Schulz, which the IRB noted but did nothing about.  As I pointed out in my letter to the Institutional Review Board last month, the IRB overseeing the study appears to have done no investigation whatsoever into this alarming incident at the sex offender facility. In the continuing review documents I was provided, there is no indication that the IRB even asked how the sex offenders wound up in the study.

And that may be because the chair of the Data Safety Monitoring Board, which is supposed to be an independent body, was actually an investigator for the study.

2) What did the University of Minnesota IRB find in its secret investigation of its controversial  bifeprunox study?

Last May, KMSP News (Fox 9) aired a disturbing report of a mentally ill man pressured to join an antipsychotic study conducted by Dr. Stephen Olson.  The man, identified as Robert, says that he was pressured into a pharmaceutical industry trial of an unapproved antipsychotic drug called bifeprunox.

“I was incompetent and didn’t know what I was doing,” Robert told the KMSP reporter.  “Then, they say you have a giant medical bill and if you do the research, you won’t have this giant medical bill.”

Robert says he was told that bifeprunox was safe.  But the FDA soon rejected the drug, asking the sponsor to look into the death of a research subject who had died of liver failure shortly after taking it. Several months later, the sponsor halted all bifeprunox studies.

The side-effects of bifeprunox were so severe that Robert considered suicide. He went to the Fairview emergency room three times, once by ambulance, yet Olson apparently dismissed his symptoms as “psychosomatic.”  Olson told the sponsor that Robert’s symptoms were probably not related to bifeprunox.

The University of Minnesota claims that it has reviewed the bifeprunox study, in response to complaints I submitted last year.  Yet it has refused to release the investigation report, and has contracted with a business consulting firm called FTI Consulting for an additional review.

3) Why did the FDA visit Dr. Stephen Olson in November? 

During an FDA panel session at the PRIM&R conference last December, there were hints that the FDA might be re-opening an investigation into the Markingson case.   Several weeks ago, Vice-President for Research Brian Herman conceded that the FDA has visited Dr. Stephen Olson, the Principal Investigator for the study in which Markingson died, but would not say any more.  Several people (myself included) have filed FOIA requests to the FDA, but after five weeks, the FDA has still not responded.

4) Just how many subjects were enrolled in the CAFÉ study?

Dan Markingson committed suicide in an AstraZeneca-funded antipsychotic trial called the CAFÉ study.  When study coordinator Jean Kenney was deposed, she estimated the number of subjects enrolled in the CAFÉ study to be “in the twenties.”

Yet when the FDA conducted an inspection in 2005, Stephen Olson, the principal investigator, reported only 17 subjects. That figure is also the one that Olson used in 2006, when he gave a presentation on the CAFÉ study at an International Congress of Schizophrenia satellite session.

However, the statements of Olson and Kenney both appear to be contradicted by a 2005 document from Quintiles that lists 18 subjects, and payments to the university for 15.

And just to make things even more complicated, University of Minnesota General Counsel Mark Rotenberg said in a 2013 press statement that only 16 subjects were enrolled.

Why are these discrepancies important? Well, if a subject died or was injured in the trial, then excluding that subject could be a way of hiding that death or injury from external scrutiny.  For instance, an unscrupulous investigator or attorney could claim that the dead subject was never actually enrolled in the trial, or that he or she died after finishing the trial.

5) How deep does the David Adson scandal go?

Not that this one did not seem bad enough already.  Adson chaired the IRB panel overseeing the CAFÉ study, despite the facts that 1) he was being paid by the study sponsor, 2) he was a colleague of the investigator and an administrative subordinate of the co-investigator, and 3) he directed the research center where the CAFÉ study was housed.I filed complaints about Adson over a year ago, including one to the research director at Fairview Hospital, pointing out that Adson had received over $650,000 from the pharmaceutical industry.  Did his IRB panel oversee other industry-funded studies during that time?

And by the way, what exactly was Adson’s role as a consultant to the Minnesota Board of Medical Practice?

6) Did someone at the university create duplicate “evaluation to sign consent” forms?

This controversy erupted two years ago, when I asked Frances Lawrenz, the Research Integrity Officer for the university, to investigate a puzzle surrounding the “evaluation to sign consent forms” used to determine whether psychotic subjects in the CAFÉ study were mentally capable of consenting to research.

Here was the puzzle. Two slightly different “evaluation to sign consent” forms had been entered as evidence in the litigation over the death of Dan Markingson.  In most ways, the forms were identical: same handwritten answers, same date, same signatures, even the same minor mistakes.  But there was one obvious difference: the blacked-out marks in the space where the initials of the research subject were supposed to be entered.  The blacked-out marks were differently shaped, and one had Dan’s initials written above the mark.  Why?

When I posted these two forms online, a number of other family members of research subjects contacted me privately, saying that they had found strikingly similar “evaluation to sign consent” forms in their records.  One  family even sent me the form they had found, which I posted online.

Parts of it were identical to Dan’s form, which raised a larger, more disturbing question.  Were researchers simply using the same “evaluation to sign consent” form for different subjects, with the answers already filled in?

You can compare the form this family sent to me with the “evaluation to sign consent” forms for Dan Markingson, which can be found here and here.  The answers on each form are exactly the same; the handwriting is exactly the same; the signatures are exactly the same.  Even the blacked-out mark at the top is the same as the mark on one of the forms for Markingson.  How could such near-identical forms be legitimately used for different research subjects?

Predictably, Lawrenz refused to investigate the concerns I raised.  Instead, she turned the matter over to the Office of General Counsel, which issued a press statement denying any wrongdoing.  Mark Rotenberg claimed that the form I posted was “merely another photocopy of the Markingson form, on which someone has clumsily whited out identifying features.”

Rotenberg said that the University had “reviewed the files of all CAFE trial participants who actively participated in the study” and that there was no evidence that any of the “evaluation to sign consent” forms had been duplicated. But the University denied my open records request for the forms and has refused to make any of the forms public.

Rotenberg’s response inadvertently created an additional puzzle.  His press statement claimed that there were only sixteen subjects in the CAFÉ study. Why would Rotenberg make that claim, when Olson reported seventeen subjects and Quintiles paid for eighteen?

7) Did Michael Swanson go untreated before his killing spree because he was going to be enrolled in a research study? 

Before 17 year-old Michael Swanson stole his parents’ car in 2010 and killed two convenience store clerks in Iowa, he was seen by University of Minnesota psychiatrist Dr. Jonathan Jensen.  According to a Fox 9 KMSP News report, Jensen diagnosed Swanson with bipolar affective disorder and recommended the antipsychotic drug Abilify.  “There’s a real concern about his use of force,” Jensen wrote. “It would seem to me that likelihood of his repeating the theft of guns, robbery of people is probable and that without anti-psychotic medication, he may carry out these behaviors.”

Instead of treating Swanson, however, according to Fox 9, Jensen recommended that he be enrolled in a research clinic at the University of Minnesota. Swanson’s family did not see Jensen’s report until 4 months later when attorneys got a copy for the murder trial.  Then they learned that Jensen was concerned their son was a “risk to society if un-medicated.”  Swanson’s mother, Kathy, is convinced that Michael went untreated so that he could be enrolled in a research study.  But KMSP News could uncover no hard evidence to support her belief.

8) Why did the University of Minnesota destroy the records for Study 41?

Study 41 was a controversial clinical trial of Seroquel XR that emerged in litigation against AstraZeneca.  The University of Minnesota was a site for Study 41; Charles Schulz, the Chair of the Department of Psychiatry, was a site investigator.

Unfortunately for AstraZeneca, the study showed Seroquel XR to be no better than placebo for patients with acute schizophrenia. In emails, AstraZeneca officials referred to Study 41 as a “failed study,” or “code red.” Advisors and employees were instructed not to discuss the study.

AstraZeneca decided to bury Study 41 and re-do it in the developing world.  That trial, which was called Study 132, turned out positively. So in 2007 AstraZeneca published study 132 in the Journal of Clinical Psychiatry.  Schulz was not an investigator for that study, but he was listed as second author anyway.  Schulz also presented the data at the annual meeting of the American Psychiatric Association and served as the academic point man in company press releases.

As the controversy heated up over the AstraZeneca fraud scandal, including the payment of large consulting and speaking fees to Schulz, the university came to Schulz’s defense. But its defense was very puzzling.  General Counsel Mark Rotenberg said, “Dr. Schulz did not participate in Study 41, because no subjects were enrolled at the University.”

Yet Rotenberg’s statement was at odds with the published study, which listed both Schulz and Stephen Olson as investigators.

When I filed an open records request to the university, attempting to find out if there were any deaths or serious injuries in Study 41, I was told that all study records had been destroyed.


Mad in America hosts blogs by a diverse group of writers. These posts are designed to serve as a public forum for a discussion—broadly speaking—of psychiatry and its treatments. The opinions expressed are the writers’ own.


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  1. This comment is somewhat non-tangential, but nonetheless applicable to the concept of psychological or psychiatric research, and more germanely to the over all skepticism expressed on this site with regards to the usually mental health nostrums. (Sorry I don’t know how to hyperlink). Alternet, a left-wing political website, has an article today that dissects the inconsistent statistics coming out of NIMH regarding rates of mental illness in society. Also, the article introduces the concept of psychological autopsy. It seems that there is a former procedure to analyze the why fors of someone’s suicide, which includes formerly interviewing survivors. It strikes me that such a procedure could entail an invasion of privacy, as well as interfering with the grieving process. Just thought I would pass this along.

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  2. Doctor Elliot, I really admire your persistence and courage in exposing what that university has done. You are a good man.

    But I suspect the University of Minnesota is just the tip of the iceberg. Particularly, I see Harvard University, with far more power and prestige (and money), approving, by its failure to act, the heinous behavior of Doctor Joseph Biederman, who was exposed by Senator Charles Grassley as taking money from psychiatric drug companies to further his “research” on drugging small children and ruining their lives. If only there were someone at Harvard with your tenacity and courage.

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